Senem Saglam

Traitements :

-sommations

-saisies-arrêts

-successions

-curatelles / tutelles

AML/KYC Consultant:

Edmond de Rostschild Asset Management:

• Ensure the periodic review of investors/clients ( complexes structures, individuals, PEP, SOE.. Trust.. )
• Reevaluate and reensure AML/KYC analysis of investor’s/client’s files and perform risk assessment related to local and international laws and regulations and internal procedures
• Collection of tax related elements and analysis of the resulting risk
• Collaboration with fund teams and compliance departments
• Updating, reviewing and analysing KYC information in the client/UBO database and in the electronic document management system
• Analyse the documents required specifically for certain types of investor, such as financial institutions (Wolfsberg)
• Présentation client files to the CAC

- Quintet Private Bank ( Remediation scope):

• Review and Analyse KYC (including KYT) documentation of clients
• Perform réputational check on clients and beneficial owners
• Upgrade, downgrade or evaluate risk of clients
• Review and analyse FATCA / CRS documentation
• Review, follow and file confidential AML documents and understand AML laws and regulations

- Remediation Scope BIL Luxembourg:

• Restarted all unfinalised onboarding - Analyze and define the customer's AML risk level (PEP, High, Medium, Low)
• Review and analyse KYC documentation of clients
• Review and analyse FATCA/CRS Documentation
• Evaluate risk of client
• Working with various departments to move issues forward
• Communicating directly with customers and proposing meetings for the necessary documentation
• Suggest periodically reviewing of the different customer's file when the time limit has elapsed

- Remediation scope CANDRIAM :

• Evaluate risk of client
• Control or PEP- SOE
• Screening Of differents clients
• Cleaning all AML/KYC clients files
• Identification Of UBOs according CSSF rules ( UBO, Control by Others Means, SMO)