Ugo SCARAMELLI
JUVISY-SUR-ORGE
Summary
Accomplished Senior Internal Auditor and Wealth Manager with a proven track record at BNP PARIBAS, adept in control testing and fostering strong relationships. Expert in enhancing financial and operational frameworks through comprehensive business process analysis and team leadership, significantly improving compliance and profitability.
Overview
11
11
years of professional experience
Work History
Senior Internal Auditor
CCF Group
Paris
11.2023 - Current
- Reviewed complex audit plans and risk assessment to identify potential areas of financial exposure.
- Evaluated internal controls, policies, and procedures for compliance with company standards and government regulations.
- Performed walkthroughs and tests of internal control systems to ensure accuracy and completeness of information reported.
- Drafted audit reports outlining findings and recommending corrective action plans.
- Collaborated with external consultants on special projects relating to regulatory compliance initiatives.
- Participated in cross-functional teams focused on developing strategies for improving existing processes or implementing new ones.
Internal Generalist Inspector
BNP PARIBAS
Paris
11.2021 - 11.2023
- Assisted in the development and implementation of audit programs and plans.
- Conducted interviews with stakeholders to obtain an understanding of the business environment.
- Prepared executive summaries on audit results for senior management review.
- Provided assistance with special projects related to corporate governance initiatives.
- Performed follow-up reviews on previously identified issues to verify that corrective actions have been taken.
- Identified key financial and operational risks and drafted audit plans for risk mitigation.
Wealth Manager & International Branch Manager
BNP PARIBAS
Paris
10.2013 - 10.2021
- Provided comprehensive wealth management services to high net worth individuals, including asset allocation, retirement planning, estate planning and tax management.
- Analyzed client's risk tolerance level and offered customized investment advice accordingly.
- Developed long-term relationships with clients through regular meetings and reviews of their investments.
- Directed daily operations of the branch, including customer service, human resources, sales and marketing activities.
- Conducted regular performance reviews for all employees in the branch.
- Implemented internal control procedures to minimize risk exposure and maximize profitability.
- Provided guidance and support to team members regarding problem resolution and customer service issues.
- Resolved escalated customer complaints in a timely manner.
- Coordinated promotional campaigns for new products or services in order to boost sales revenue.
- Ensured compliance with established policies, procedures and regulations governing banking operations.
Education
AMF Certification -
AMF
Paris, France10-2024
MBA - Wealth Management
PSB Paris
Paris, France09-2013
BBA - General Business
PSB Paris
Paris, France09-2011
Post Graduate Certificate - General Business / Finance
University of California Riverside
Riverside, CA, USA06-2011
High School Diploma -
Saint Charles
Athis Mons, France07-2008
Skills
- Control testing
- Business process analysis
- Internal controls
- Audit planning
- Data analytics
- Sales & investment solutions
- Strong internal and external customers/co_worker relationship
- Managing teams of more than 10 FTEs during audit missions or while being a Branch Manager
Languages
French
First Language
English
Proficient (C2)
C2
References
References available upon request.
Timeline
Senior Internal Auditor
CCF Group
11.2023 - Current
Internal Generalist Inspector
BNP PARIBAS
11.2021 - 11.2023
Wealth Manager & International Branch Manager
BNP PARIBAS
10.2013 - 10.2021
AMF Certification -
AMF
MBA - Wealth Management
PSB Paris
BBA - General Business
PSB Paris
Post Graduate Certificate - General Business / Finance
University of California Riverside
High School Diploma -
Saint Charles
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