Summary
Overview
Work History
Education
Skills
Websites
Software
Timeline
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Jaideep Naik

Jaideep Naik

Banking Compliance
Cergy

Summary

Highly skilled analytical thinker and problem solver with expertise in banking compliance. Possessing a proactive approach, strong customer service orientation, and a motivated mindset, completed an MBA and MSc in Supply Chain Management. Gained valuable experience as an intern in the internal audit team. Enthusiastic about Banking and Supply Chain, eager to contribute expertise to an inclusive company where employees thrive, aiming to make a meaningful impact in compliance and expand career horizons.

Overview

8
8
years of professional experience
1
1
year of post-secondary education
2
2
Languages

Work History

Intern - Global Internal Audit

Boston Scientific
Paris
08.2023 - Current
  • Collaborated with Global Internal Audit leaders to assess risks associated with specific areas, and documented project scope and audit procedures.
  • Applied Global Internal Audit methodology consistently to all assignments.
  • Conducted various audit procedures to assess internal control
  • Conducted follow-up processes with management to assess the adequacy of actions taken by Management in response to internal audit findings.
  • Documented specific audit procedures and performance as defined by engagement objectives.
  • Worked effectively and efficiently in a team environment, fostering effective communication and cooperation.
  • Demonstrated flexibility and agility in daily tasks and schedules.
  • Demonstrated enthusiasm by accepting and successfully completing special projects as requested by management.
  • Integrated quality into all aspects of work by meeting quality requirements consistently.

Senior Specialist

Standard Chartered
Bangalore
01.2018 - 10.2022
  • Performed quality control process as stated in the DOI's and by employing a risk- based approach to address financial crime/money laundering risks.
  • Published quality control results and lead discussions with the investigative teams to highlighted identified exceptions and thematic trends Collated, analyzed and identified key thematic trends in QCO results and report/assist in reporting to senior management and relevant governance/risk committees.
  • Participated in weekly/bi-weekly/monthly business meetings as required and provided updates on the QCO results as required to the forum.
  • Been accountable for identification and escalation of potential risks and issues to senior management and relevant regulators of serious regulatory breaches and ensure that actions are taken quickly to remediate and/or activities are ceased.
  • Provided leadership, management and coaching to team to ensure they are highly engaged and performing to their potential
  • Screened transactions related to Trade ( Import, Export, Letter of Credit, Bank Guarantees) and Cash Incoming and Outgoing SWIFT messages
  • Reviewed, researched and certified all OFAC, HMT and Group Sanctions Policy suspects generated on vendor software each time data list is updated
  • Responsible for performing sanctions review on trade documents which has exposure to sanction countries
  • Escalated issues discovered during ongoing review and assessment of AML/OFAC compliance risk that require escalations to Regional Sanctions Team for direction on resolution
  • Prepared EOD and Reconciled reports

Process Associate

Capgemini Technology and Services Private Limited
Bangalore
08.2015 - 12.2017
    • Maintained and ensured organizational compliance with the Bank Secrecy Act (BSA), Anti Money Laundering (AML) and Office of Foreign Assets Control (OFAC)
    • OFAC screening for the documents received from the clients Processed and as well as checked OFAC parties involved in various documents
    • Reviewed and analyzed compliance monitoring reports and other related source documents for suspicious/unusual patterns of activity
    • Assisted in attaching the Red Flag in terms of any Boycott Clauses found in the documents
    • Provided Compliance trainings for new team members

Education

Master of Science - Supply Chain Management

Ecole De Management Léonard De Vinci
Paris, France
10.2022 - 10.2023

MBA - Finance

St Aloysius Institute of Management & Information Technology
Mangalore, India
08.2013 - 2015.05

Bachelor of Commerce - Company Secretary

Karnatak University
Dharwad, India
05.2010 - 2013.04

Skills

Team Playerundefined

Software

Microsoft Office

Fircosoft

Trade 360

IBM Statistical Package for the Social Sciences SPSS

Tableau

Airtable

Python

PowerBI

Timeline

Intern - Global Internal Audit

Boston Scientific
08.2023 - Current

Master of Science - Supply Chain Management

Ecole De Management Léonard De Vinci
10.2022 - 10.2023

Senior Specialist

Standard Chartered
01.2018 - 10.2022

Process Associate

Capgemini Technology and Services Private Limited
08.2015 - 12.2017

MBA - Finance

St Aloysius Institute of Management & Information Technology
08.2013 - 2015.05

Bachelor of Commerce - Company Secretary

Karnatak University
05.2010 - 2013.04

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Jaideep NaikBanking Compliance