ADRIANA DUARTE
Differdange
Summary
Detail-driven Compliance Officer focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews. Proficient in Office 365 and AML dedicated tools
ACAMS AML Specialist
Overview
34
34
years of professional experience
Work History
Compliance Officer
DNB Luxembourg S.A.
01.2017 - Current
- Extensive knowledge of complex client structures commonly present in Private Banking and Wealth Management.
- Experienced in Compliance Control Planning, including designing and performing controls, as well as following up on the implementation by business of the recommendations.
- Advisory role to business/first line on various regulatory matters, including AML, MIFID and GDPR.
- Follow up of internal and external audits
- Training to relevant internal departments on AML/CTF matters
- Approval and re-approval of high risk client relationships
- Filling of regulatory reports to CSSF
- Following up requests and reports from various authorities in Luxembourg (Financial Authorities, Police Judiciarie, European Protection Officer)
- Support Chief Compliance Officer in the preparation of Internal reporting to Board of Directors and Local Management.
Assistant Vice President
DNB Brasil Escritório de Representação Ltda.
01.2012 - 01.2017
- Office manager.
- Supervision third-party contracts and services.
- Responsible for human resources task, including training, payroll, expats coordination
- Day-to-day management of companies expenses in collaboration with external accountants.
- Organization of corporate events
- Cooperation with other international units (in Norway, United States and Chile) in relation to international reporting, IT matters and follow up of client documentation.
Paralegal
Momsen, Leonardos & Cia.
01.2003 - 01.2012
- Case-file control and follow up.
- Preparation and review of dedicated forms for submission of requests to the Brazilian Patent Authorities.
- Drafting and reviewing of patent and trademark license agreements.
- Monitoring client billing
- Support to team of four lawyers in the day-to-day activities of the department, including contact to clients, invoicing, events and trips organization.
Teacher of English as a Foreign Language
Guideline English
01.1999 - 01.2003
- Teaching English as a foreign language for Portuguese speakers - including professionals adults, children and teenagers
Teacher of English as a Foreign Language
Guideline English
01.1990 - 01.1996
- Teaching English as a foreign language for Portuguese speakers - including professionals adults, children and teenagers.
Education
Bachelor Degree in Journalism -
Pontifícia Universidade Católica do Rio de Janeiro
12.1992
Skills
- Compliance Monitoring
- Governance
- Transaction monitoring
- Regulatory Change
- Onsite regulatory inspections
- Auditing processes
- Legal Research
- Anti-Money Laundering
- MIFID
Languages
English
Bilingual or Proficient (C2)
Portuguese
Bilingual or Proficient (C2)
French
Intermediate (B1)
Spanish
Elementary (A2)
Personal Traits
- Team player
- Organized
- Problem solver
- Eager to learn
Timeline
Compliance Officer
DNB Luxembourg S.A.
01.2017 - Current
Assistant Vice President
DNB Brasil Escritório de Representação Ltda.
01.2012 - 01.2017
Paralegal
Momsen, Leonardos & Cia.
01.2003 - 01.2012
Teacher of English as a Foreign Language
Guideline English
01.1999 - 01.2003
Teacher of English as a Foreign Language
Guideline English
01.1990 - 01.1996
Bachelor Degree in Journalism -
Pontifícia Universidade Católica do Rio de Janeiro
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